What matters more in preventing adult deaths in India?

By Nandita Saikia, Postdoc Research Scholar at IIASA

What matters more when it comes to preventing unexpected and tragic adult deaths, between the ages of 15 and 60, in low- or middle-income countries?  Is it wealth? Or education?

With the advent of demographic and health surveys (DHS), empirical studies documented that the education level of mothers matters more than the wealth of the household when it comes to preventing deaths among children in these countries. However, the same question largely remained unanswered for adults, as such surveys rarely collect information on adult deaths and the socioeconomic status of the dead individuals. In these countries, in general, death registration systems are poor, which again hinders scientific studies addressing this issue.

© Donyanedomam | Dreamstime.com

One possible solution is the clever use of indirect methods or models on census and survey data, developed by demographers to derive rates from limited, deficient and defective data.  These methods use indirect information collected by surveys for a different purpose. For example, by using women’s siblings’ survival status, one can estimate maternal mortality, or by using women’s widowhood status, one can estimate male adult mortality.

In our recent study on India, we used one such method, called the Orphanhood method, to document life expectancy differences in adulthood by important socioeconomic characteristics. Because of the reasons mentioned above, there is hardly any scientific evidence on life expectancy differences by education or economic status in India, a country with exceptional cultural and socioeconomic diversity. The importance of studying adult mortality disparity in India also lies in the fact that India experiences relatively higher adult mortality than some of its neighboring countries with similar level of economic development. India’s official statistics shows that adult females belonging to the northeastern state of Assam have more than two times the mortality risk of adult females belonging to the southern state of Kerala. In addition, because of drastic reduction of under five deaths in India in recent years, more and more premature deaths in India will occur in adult age in near future.  We used adult parental survival data from a nationally representative large-scale survey, called the India Human Development Survey, 2015-2016, to estimate life expectancy at age 15 in 1998-1999.

We found that lower levels of education of the deceased adults or their offspring, leads to more disparity than any other socioeconomic characteristic, including income status of the offspring, caste, or religion. Literate adults of both sexes at age 15 lived about 3.5 years more than that of their illiterate counterparts. On average, parents of children educated to higher-secondary level (and above) gain an extra 3.8-4.6 years of adult life compared to parents of illiterate children. We found that disparity in adult life by caste and religion is much smaller than disparities arising from educational attainment. For example, female Hindu adults lived 1.3 years more than female non-Hindu adults and male Hindu adults lived 0.9 years more than male non-Hindu adults.

One inherent limitation of indirect demographic methods is that they cannot provide estimates in the most recent years. Despite our estimates referring to a time period about twenty years ago, they are still crucial, as this kind of disparity in adult deaths does not disappear in such a short time span. Our results suggest that investing in education can be more rewarding than anything else to prevent untimely deaths, and to prevent inequalities across population subgroups. Meanwhile, we suggest including appropriate indirect questions in surveys or censuses to track survival status by social group or small geographical area until vital registration systems in countries such as India become fully functional.

Reference:

Saikia N, Bora JK and Luy M (2019). Socioeconomic disparity in adult mortality in India: Estimations using the Orphanhood method. Genus DOI: 10.1186/s41118-019-0054-1 [pure.iiasa.ac.at/id/eprint/15730/]

 Note: This article gives the views of the author, and not the position of the Nexus blog, nor of the International Institute for Applied Systems Analysis.

This is not reality

By Sibel Eker, IIASA postdoctoral research scholar

© Jaka Vukotič | Dreamstime.com

Ceci n’est pas une pipe – This is not a pipe © Jaka Vukotič | Dreamstime.com

Quantitative models are an important part of environmental and economic research and policymaking. For instance, IIASA models such as GLOBIOM and GAINS have long assisted the European Commission in impact assessment and policy analysis2; and the energy policies in the US have long been guided by a national energy systems model (NEMS)3.

Despite such successful modelling applications, model criticisms often make the headlines. Either in scientific literature or in popular media, some critiques highlight that models are used as if they are precise predictors and that they don’t deal with uncertainties adequately4,5,6, whereas others accuse models of not accurately replicating reality7. Still more criticize models for extrapolating historical data as if it is a good estimate of the future8, and for their limited scopes that omit relevant and important processes9,10.

Validation is the modeling step employed to deal with such criticism and to ensure that a model is credible. However, validation means different things in different modelling fields, to different practitioners and to different decision makers. Some consider validity as an accurate representation of reality, based either on the processes included in the model scope or on the match between the model output and empirical data. According to others, an accurate representation is impossible; therefore, a model’s validity depends on how useful it is to understand the complexity and to test different assumptions.

Given this variety of views, we conducted a text-mining analysis on a large body of academic literature to understand the prevalent views and approaches in the model validation practice. We then complemented this analysis with an online survey among modeling practitioners. The purpose of the survey was to investigate the practitioners’ perspectives, and how it depends on background factors.

According to our results, published recently in Eker et al. (2018)1, data and prediction are the most prevalent themes in the model validation literature in all main areas of sustainability science such as energy, hydrology and ecosystems. As Figure 1 below shows, the largest fraction of practitioners (41%) think that a match between the past data and model output is a strong indicator of a model’s predictive power (Question 3). Around one third of the respondents disagree that a model is valid if it replicates the past since multiple models can achieve this, while another one third agree (Question 4). A large majority (69%) disagrees with Question 5, that models cannot provide accurate projects, implying that they support using models for prediction purposes. Overall, there is no strong consensus among the practitioners about the role of historical data in model validation. Still, objections to relying on data-oriented validation have not been widely reflected in practice.

Figure 1

Figure 1: Survey responses to the key issues in model validation. Source: Eker et al. (2018)

According to most practitioners who participated in the survey, decision-makers find a model credible if it replicates the historical data (Question 6), and if the assumptions and uncertainties are communicated clearly (Question 8). Therefore, practitioners think that decision makers demand that models match historical data. They also acknowledge the calls for a clear communication of uncertainties and assumptions, which is increasingly considered as best-practice in modeling.

One intriguing finding is that the acknowledgement of uncertainties and assumptions depends on experience level. The practitioners with a very low experience level (0-2 years) or with very long experience (more than 10 years) tend to agree more with the importance of clarifying uncertainties and assumptions. Could it be because a longer engagement in modeling and a longer interaction with decision makers help to acknowledge the necessity of communicating uncertainties and assumptions? Would inexperienced modelers favor uncertainty communication due to their fresh training on the best-practice and their understanding of the methods to deal with uncertainty? Would the employment conditions of modelers play a role in this finding?

As a modeler by myself, I am surprised by the variety of views on validation and their differences from my prior view. With such findings and questions raised, I think this paper can provide model developers and users with reflections on and insights into their practice. It can also facilitate communication in the interface between modelling and decision-making, so that the two parties can elaborate on what makes their models valid and how it can contribute to decision-making.

Model validation is a heated topic that would inevitably stay discordant. Still, one consensus to reach is that a model is a representation of reality, not the reality itself, just like the disclaimer of René Magritte that his perfectly curved and brightly polished pipe is not a pipe.

References

  1. Eker S, Rovenskaya E, Obersteiner M, Langan S. Practice and perspectives in the validation of resource management models. Nature Communications 2018, 9(1): 5359. DOI: 10.1038/s41467-018-07811-9 [pure.iiasa.ac.at/id/eprint/15646/]
  2. EC. Modelling tools for EU analysis. 2019  [cited  16-01-2019]Available from: https://ec.europa.eu/clima/policies/strategies/analysis/models_en
  3. EIA. ANNUAL ENERGY OUTLOOK 2018: US Energy Information Administration; 2018. https://www.eia.gov/outlooks/aeo/info_nems_archive.php
  4. The Economist. In Plato’s cave. The Economist 2009  [cited]Available from: http://www.economist.com/node/12957753#print
  5. The Economist. Number-crunchers crunched: The uses and abuses of mathematical models. The Economist. 2010. http://www.economist.com/node/15474075
  6. Stirling A. Keep it complex. Nature 2010, 468(7327): 1029-1031. https://doi.org/10.1038/4681029a
  7. Nuccitelli D. Climate scientists just debunked deniers’ favorite argument. The Guardian. 2017. https://www.theguardian.com/environment/climate-consensus-97-per-cent/2017/jun/28/climate-scientists-just-debunked-deniers-favorite-argument
  8. Anscombe N. Models guiding climate policy are ‘dangerously optimistic’. The Guardian 2011  [cited]Available from: https://www.theguardian.com/environment/2011/feb/24/models-climate-policy-optimistic
  9. Jogalekar A. Climate change models fail to accurately simulate droughts. Scientific American 2013  [cited]Available from: https://blogs.scientificamerican.com/the-curious-wavefunction/climate-change-models-fail-to-accurately-simulate-droughts/
  10. Kruger T, Geden O, Rayner S. Abandon hype in climate models. The Guardian. 2016. https://www.theguardian.com/science/political-science/2016/apr/26/abandon-hype-in-climate-models

Building bridges between Europe and Asia

By Dmitry Erokhin­, MSc student at Vienna University of Economics and Business (Wirtschaftsuniversität Wien) and IIASA Youth Forum participant

Dmitry Erokhin

Dmitry Erokhin at “Connecting Europe and Asia”

On 14 December 2018, the Austrian Central Bank and the Reinventing Bretton Woods Committee co-organized a high-level conference on “Connecting Europe and Asia,” convening high-level policy makers, top business executives and renowned researchers. Taking place toward the end of the Austrian Presidency in the Council of the European Union, the goal of the event was to discuss ways to improve cooperation between Europe and Asia.

As a true Eurasianist and a member of the European Society for Eurasian Cooperation I was really interested in attending the conference.

It was opened by the governor of the Austrian Central Bank, Ewald Nowotny, who said that cooperation between Asia and Europe is vital, especially with China’s growing economic and political influence. Nowotny expressed regret that some countries see this as a challenge rather than an opportunity. Europe, however, remains the best place to be because of its economic strength.

Marc Uzan, the executive director of the Reinventing Bretton Woods Committee, noted that we live in a new age of connectivity. The economic ties between the EU and Asia are quite strong but there is still space for stronger connectivity in the form of physical and non-physical infrastructure, market integration, and maintaining stability in Central Asia. Uzan highlighted the role of the European Investment Bank in various connecting projects.

During the panel session on “Integration in Europe: European Union and Eurasia”, Elena Rovenskaya, the program director for Advanced Systems Analysis at IIASA, presented the institute as a neutral platform for depoliticized dialogue. IIASA has been running a project on the “Challenges and Opportunities of Economic Integration within a Wider European and Eurasian Space” since 2014, analyzing transport corridors, foreign direct investment, and convergence of technical product standards between EU and the Eurasian Economic Union.

This report was especially exciting for me because I had a great opportunity of participating in the International Youth Forum “Future of Eurasian and European Integration: Foresight-2040”, hosted by IIASA in December 2017, and found it interesting to see how research into Eurasian integration at IIASA has advanced since then. The concept of dividing the integration in two subgroups (bottom-up and top-down) suggested by Rovenskaya also seemed new to me.

‘Bottom-up’ integration requires coordination between participating countries and involves development of transport and infrastructure  – known as the Belt and Road Initiative – including development of the Kosice-Vienna broad gauge railway extension, and the Arctic railway in Finland. The top-down scenario would be based on cooperation between regional organizations and programs such as the EU, the EAEU and the Eastern Partnership. The challenge lies in harmonizing different integration processes.

I find it unfortunate that despite the positive impact of theoretical EU-EAEU economic integration and cooperation showed by IIASA’s research, the economic relations between the EU and the EAEU are currently defined by foreign policies and not by economic reasoning.

In his address, William Tompson, the head of Eurasia Department at the Global Relations Secretariat of the OECD, highlighted that the benefits of enhanced connectivity were not automatic and that complex packages, going beyond trade and infrastructure, would be needed. I consider that Tompson raised an important point that we should not exaggerate the benefits – landlocked locations and distance to global markets can be mitigated but not eliminated. Coordination among countries to remove infrastructure and non-infrastructure bottlenecks will necessary.

Tompson’s empirics convinced me that there is a call for change. Kazakhstan pays US$250/t of freight to reach the countries with 20% of the global GDP, compared to just US$50 for Germany and the US. This is due to factors like distance, speed, and border crossings.

I was impressed by Tompson’s international freight model. It shows that logistics performance is generally poor, and competition could be enhanced. The link between policy objectives and investment choices is often unclear. Tompson also criticized the ministries of transport, which he called “ministries of road-building”, for not knowing that transport was far more than that.

The head of unit in the European Commission, Petros Sourmelis, presented the EU’s perspective. According to him, the EU is open to deeper cooperation and trade relationships with its Eastern partners, however, there are many barriers, including the EAEU’s incomplete internal market.

I consider the proposal made by Sourmelis that “one needs to start somewhere” and his hope for more engagement quite promising, but engagement at the political level is some way off. However, the EU has seen constructive steps from Russia and is open to talks to build trust.

Member of the Board of the Eurasian Economic Commission Tatyana Valovaya closed the high-level panel session. I think it was a good lead-up to start with a historical analogy of the ancient Silk Road. According to her, the global trade geography in the 21st century is shifting once again to Asia and China was likely to become a leading power within the next 20 years. I was encouraged by the idea that regional economic unions will likely lead to better global governance and building interregional partnerships between Europe, Asia and Eurasia will be vital to achieve it.

Valovaya reminded delegates that in 2003 a lot of political and technical work had been achieved towards EU-Russia cooperation, which had then been stopped for political reasons. In 2015, the EAEU began wider cooperation with China as part of the Belt and Road Initiative, and in May 2018 a non-preferential agreement was signed to harmonize technical standards and custom regulations, to decrease non-tariff barriers as much as possible and to support cooperation projects in the digital economy.

I share the view of Valovaya that the EAEU should not only consider China as a key partner. Valovaya gave the US as a good example, which has multiple economic partnership agreements. She admitted that the EAEU had some “growth pains” but stressed it is normal for such a project and efforts are focused on solving the problems.

As for me, I believe it is necessary to understand the fundamental differences for the further connectivity. Valovaya emphasized that the EAEU was not aiming to introduce a common currency or to create a political union like the EU. EU-EAEU cooperation will strengthen both unions. More technical cooperation will be needed. And, of course, the leaders of the EU should be participating in the dialogue to better understand the EAEU and its work towards more connectivity in Eurasia.

 Note: This article gives the views of the author, and not the position of the Nexus blog, nor of the International Institute for Applied Systems Analysis.

Moisture matters! What’s the impact of water thresholds and soil characteristics?

by Rastislav Skalsky, Ecosystems Services and Management Program, International Institute for Applied Systems Analysis

Clay soil

As growers, we know soil is important. It supports plants, and provides nutrients and water for them to grow. But do we all appreciate how crucial the role of soil is in continuously supplying plants with water, even when it hasn’t rained for a few days or even weeks, even without extra water being added via watering?

Soil is like a sponge. It can retain rain water and, if it is not taken up by plants, soil can store it for a long time. We can feel the water in soil as soil moisture. Try it — take and hold a lump (clod) of soil — if it is wet it will leave a spot on your palm. If it’s only moist then it will feel cold — cooler than the air around. And if the soil is dry, it will feel a little warm.

Soil moisture not only can be felt, but it can also be measured — in the lab, or directly in the field with professional or low-cost soil moisture sensors.

Soil moisture in general indicates how much water is contained by the soil. But it is not always the case that soil which feels moist or wet is able to support plants. It could happen that, despite feeling moist, the soil simply does not hold enough water, or holds the water too tightly for the plants to extract it. Or the opposite, soil can sometimes contain too much water. To understand how this works, one has to learn more about how water is stored in the soil.

Water is bound to soil by physical forces. Some forces are too weak to hold water in the plant root zone and water percolates to deeper layers, where plants can no longer reach it. Other forces can be too strong, preventing water from being retrieved by the roots.

Figure 1

Figure 1

If soil moisture is measured at one place over time, it can reveal its seasonal dynamics. Having estimated important soil water content thresholds (FS — full saturation, FC — field capacity, PDA — point of decreased availability, and WP — wilting point) for that particular site, e.g. based on soil texture test or measurement, one can easily interpret if the measured soil moisture and say if there was enough water or not to fully support plants with water and air. In this particular case of sandy 0–30 cm deep topsoil from Slovakia, it was never wet enough to cause oxygen stress for plants, — in fact it never reached state of all capillary voids filled with water (FC). On the other hand, each summer the topsoil moisture dropped below the point of decreased availability (PDA), even got close to the wilting point or went through (WP), which means that during those periods plants suffered drought conditions.

Thresholds
In order to describe this behavior in more useful terms, plant ecologists and soil hydrologists came up with couple of important soil water content thresholds (Figure 1). These thresholds, also called “soil moisture ecological intervals”, define how easily plants can get the water out of the soil.

We speak about full saturation of soil when all empty spaces (pores/voids) are completely filled with water. Full saturation of the soil with water prevents air entering into the soil. Yet there is no force holding water in the soil. Roots need air as well as water so, if this situation continues, it eventually causes oxygen stress for most of the common plants because roots simply cannot breathe.

Soil also has different types of pores. Larger ones, which are called “gravitational pores”, are filled with water only when the soil is saturated and otherwise drains freely, and smaller ones called “capillary pores” which are small enough in size to prevent water from percolating down the soil profile by gravitation. These smaller pores can hold water even in well-drained soils and make it available for plants to extract. There are also even smaller pores where the water is held so tightly that plants cannot extract it.

Sandy soil

Sandy soil

When all gravitational pores/voids are empty of water and it is present only in so called capillary pores/void we speak about the field water capacity — which is considered to be the best soil moisture status of the soil — enabling plants to retrieve the water they need, whilst leaving enough air for roots to breathe. If no new water is added into the soil, the soil dries as water is used by plants or evaporates. As soil dries less water is available to plants until the point of decreased availability when water remains only in the smallest capillary pores/voids. But this water is bound to soil particles so strongly that most plants are not able to extract it suffer from drought. Ultimately, all the available water is used up by plants, and the remaining water is inaccessible. Soil reaches the so-called wilting point and water is not available for the plants anymore. Plants permanently wilt and eventually die.

 

How Soil Characteristics Relate to Moisture
The tricky thing with soil moisture however is that the same amount of water (volumetric percent of the total soil column volume) can, in different soils, represent different amount of water available for plants. How big this difference could be is defined by many soil characteristics.

Loamy soil

Loamy soil

The most important is the soil texture — a blend of all fine-earth soil mineral constituents (sand, silt, clay) and stones in various rates. In general, the finer the texture is (i.e. more clay, less sand) the more water is bound in the soil too tightly to be retrieved by plants. Even if the soil feels moist, plants can permanently wilt in clay soils. In contrast, those soils with coarse texture (i.e. more sand, less clay) can support plants with nearly all the water they can hold. Although the soil looks dry, plants can still effectively take the water out of it. The drawback here is that in coarse textured, sandy, soil nearly all water drains down the gravitational pores and therefore such a soil cannot support plants for very long time. That is also why medium textured soils (loam, silty loam, clay loam) are considered best for holding and providing the water for plants. Medium textured soils can effectively drain excess water, yet hold much water in capillary pores/voids for a long time, and still, only a relatively small amount of water remains unavailable for the plants.

A practical implication of this behavior of soil with different soil texture could be that one has to apply slightly different strategies to maintain soil moisture in the way that it can effectively supply plants with water. Sandy soils will require more frequent watering with smaller amount of water. It would not make any practical sense to try build-up a storage of water in these soils. All extra water added will simply drain out of the topsoil. Clay rich soils can absorb big amounts of water but a lot is bounded too strongly to the soil particles and thus not available for the plants. Therefore one should water even if the soil looks moist or wet — and if dry a lot of water must be added to recharge the topsoil so that it can support plants effectively. With loamy soils it is possible to be more relaxed with watering frequency, simply because one can build solid storage of water in such soils. Adding a bit more water than is necessary is perfectly fine with these soils because the water is effectively kept in the soil profile and it can be used later on.

Interested in learning more? Why not sign up for GROW Observatory’s next free online course – Citizen Research: From Data to Action – to discover how citizen-generated data on soils, food and a changing climate can create positive change in the world. Starts 5th November.

This blog was originally published on https://medium.com/grow-observatory-blog/moisture-matters-a9e33dc880a1

Creativity: a change in thinking for a sustainable future

Laura Mononen in Passage

Laura Mononen experiencing a creative ”world flow” in the art installation ‘Passage’ by Matej Kren in Bratislava | © Kati Niiles


By Sandra Ortellado, IIASA 2018 Science Communication Fellow

If fashion is the science of appearances, what can beauty and aesthetics tell us about the way we perceive the world, and how it influences us in turn?

From cognitive science research, we know that aesthetics not only influence superficial appearances, but also the deeper ways we think and experience. So, too, do all kinds of creative thinking create change in the same way: as our perceptions of the world around us changes, the world we create changes with them.

From the merchandizing shelves of H&M and Vero Moda to doctoral research at the Faculty of Information Technology at the University of Jyväskylä, Finland, 2018 YSSP participant Laura Mononen has seen product delivery from all angles. Whether dealing with commercialized goods or intellectual knowledge, Mononen knows that creativity is all about a change in thinking, and changing thinking is all about product delivery.

“During my career in the fashion and clothing industry, I saw the different levels of production when we sent designs to factories, received clothing back, and then persuaded customers to buy them. It was all happening very effectively,” says Mononen.

But Mononen saw potential for product delivery beyond selling people things they don’t need. She wanted to transfer the efficiency of the fashion world in creating changes in thinking to the efforts to build a sustainable world.

“Entrepreneurs make change with products and companies, fashion change trends and sell them. I’m really interested in applying this kind of change to science policy and communication,” says Mononen. “We treat these fields as though they are completely different, but the thing that is common is humans and their thinking and behaving.”

Often, change must happen in our thinking first before we can act. That’s why Mononen is getting her doctorate in cognitive science. Her YSSP project involved heavy analysis of systems theories of creativity to find patterns in the way we think about creativity, which has been constantly changing over time.

In the past, creativity was seen as an ability that was characteristic of only certain very gifted individuals. The research focused on traits and psychological factors. Today, the thinking on creativity has shifted towards a more holistic view, incorporating interactions and relationships between larger systems. Instead of being viewed as a lightning bolt of inspiration, creativity is now seen as more of a gradual process.

New understandings of creativity also call on us to embrace paradoxes and chaos, see ourselves as part of nature rather than separate from it, experience the world through aesthetics, pay careful attention to our perception and how we communicate it, and transmit culture to the next generation.

Perhaps most importantly, Mononen found in her research that the understanding of creativity has changed to be seen as part of a process of self-creation as well as co-creation.

“The way we see creativity also influences ourselves. For example if I ask someone if they are creative, it’s the way they see themselves that influences how creative they are,” says Mononen. “I have found that it’s more crucial to us than I thought, creativity is everywhere and it’s everyday and we are sharing our creativity with others who are using that to do something themselves and so on.”

This means on the one hand that we use our creativity to decide who we are and how we see the world around us for ourselves. But it also means that the outcomes and benefits of creativity are now intended for society as a whole rather than purely for individuals, as it was in the past. It may sound like another paradox, but being able to embrace ambiguity and complexity and take charge of our role in a larger system is important for creating a sustainable future.

“From the IIASA perspective this finding brings hope because the more people see themselves as part of systems of creating things, the more we can encourage sustainable thinking, since nature is a part of the resources we use to create,” says Mononen.

Mononen says a systems understanding of creativity is especially important for people in leadership positions. If a large institution needs new and innovative solutions and technology, but doesn’t have the thinking that values and promotes creativity, then the cooperative, open-minded process of building is stifled.

Working in both the fashion industry and academic research, Mononen has encountered narrow-minded attitudes towards art and science firsthand.

“Communicating your research is very difficult coming from my background, because you don’t know how the other person is interpreting what you say,” says Mononen. “People have different ideas of what fashion and aesthetics are, how important they are and what they do. Additionally, scientific concepts are used differently in different fields.”

“We are often thinking that once we get information out there, then people will understand, but there are much more complex things going on to make change and create influence in settings that combine several different fields.” says Mononen.

For Mononen, the biggest lesson is that creativity can enhance the efforts of science towards a sustainable world simply by encouraging us to be aware of our own thinking, how it differs from that of others, and how it affects all of us.

“When you become more aware of your ways of thinking, you become more effective at communicating,” says Mononen. “It’s not always that way and it’s very challenging, but that’s what the research on creativity from a systems perspective is saying.”