South-south cooperation for healthy, productive and sustainably managed forests

by Stephan Pietsch, IIASA Ecosystems Services and Management Program

A failed north-south cooperation. Photo Credit: Stephan Pietsch

A solar village project in Africa hit hard times when spare parts were not available  to repair the solar cells. Photo Credit: Stephan Pietsch

When we hear about cooperative efforts to preserve forests in the Southern Hemisphere, they are usually between wealthy countries in the Northern Hemisphere, which provide funding or expertise, and developing countries in the Southern Hemisphere. “Northern” solutions, however, may fail under “Southern” conditions, sometimes due to lack of access to equipment, spare parts, or maintenance expertise. Cooperation between countries within the Southern Hemisphere, or “South-South cooperation” is therefore becoming increasingly important because such cooperation allow countries to profit from others’ experiences.

That is why I recently co-organized a side event on the topic at the FAO XIV World Forestry Congress in Durban South Africa last month. The event brought together experts in the field to discuss recent successes and the current limitations of South-South cooperation in forestry, provide a forum for exchange among ongoing cooperation projects in the training, education, science, and policy sectors, and promote enhanced South-South cooperation within forestry. An excellent example of one of these success stories are the horticultural practices for agroforestry developed at the World Agroforestry Center (ICRAF), which operate without the need for sterile working environments.

The event focused not only on the role of Southern Hemisphere cooperation within the forestry sector, but also stressed interconnected issues like food security, climate change mitigation and economic development. As such, cooperation in forestry in the Southern Hemisphere may become a key vehicle for socioeconomic development and food security by integration of forests and other land uses.

Trucks carrying logs in Gunung Lumut, East Kalimantan, Indonesia.   Photo by Jan van der Ploeg for Center for International Forestry Research (CIFOR).

Trucks carrying logs in Gunung Lumut, East Kalimantan, Indonesia.
Photo by Jan van der Ploeg for Center for International Forestry Research (CIFOR).

What makes such cooperation successful? The participants identified efforts in capacity building such as training forest-dependent people in rural communities, but also establishing value chains and marketing expertise including local businesses and policymakers to jointly cooperate for improved decision making. Using South-South cooperation to foster product innovation and sustainable trade provides us with a promising pathway for building resilience with forests: Resilience in an ecological sense, but equally well in an economic, sociological and political sense in order to ensure sustainable futures for the global South. The side event promoted such solutions to increase the visibility and impact of ongoing South-South cooperation at the local, regional, continental and global level.

pietsch-workshop

Photo credit: Stephan Pietsch

Event Information

World Forestry Congress – Side Event
The way forward via integrated South-South cooperation” with Dr. Tachrir Fathoni (Indonesia), Dr. Zacharie Tchoundjeu (Cameroon), Dr. Alexandre X. Ywata de Carvalho (Brazil), Dr. Coert Galdenhuys (South Africa) and Dr. Stephan A. Pietsch (Austria). More information.

The event was sponsored by the REDD-PAC project and is part of the IIASA Tropical Flagship Initiative.

Note: This article gives the views of the author, and not the position of the Nexus blog, nor of the International Institute for Applied Systems Analysis.

REDD+: Cutting emissions, not trees, in the Congo Basin

By Aline Mosnier, IIASA Research Scholar

Aline Mosnier

Aline Mosnier

Deforestation and forest degradation contribute substantially to greenhouse gas emissions, particularly in developing countries. The Reducing Emissions from Deforestation and Forest Degradation plus forest conservation, sustainable management of forests and enhancement of forest carbon stocks (REDD+) Initiative, launched in 2008 by the United National Framework Convention on Climate Change (UNFCCC), aims to help developing countries prevent such deforestation and degradation. It creates a mechanism that would provide financial compensation to developing countries that make efforts to address these problems. Some funding has started to flow to build REDD+ readiness plans and forest monitoring capacity. However, many methodological issues stand in the way of reaching agreements and attracting enough funding for the initiative to succeed.

One of the core ideas of REDD+ is that payments should be based on results. But particularly in Congo Basin countries, where I recently spent three weeks meeting with stakeholders and policymakers on REDD+ plans and goals, determining results is not an easy task.

How do we measure performance? First, we must agree on a benchmark to which the future efforts can be compared. The simplest benchmark is perhaps just to compare current efforts to the past: using past data has the advantage of being based on facts and consequently less prone to inflation. But for this to work, one has to believe that the past is the best predictor of the future.

The Congo Basin countries have a problem: they have high forest cover and low historical deforestation rates… but fast-growing needs.

Yaounde, Cameron. Photo credit:  Aline Mosnier.

Yaounde, Cameron. Photo credit: Aline Mosnier.

The low historical deforestation rates in the Congo Basin countries result from several factors. Some argue that conflicts, unfavorable investment climate, lack of infrastructure, and low levels of economic development have led to a “passive protection” of the forests. But the context is changing. Presidents of the Congo Basin countries have big plans–they want to become emerging countries within the next two decades–and they are looking for new opportunities. Foreign investment projects in mining, oil, agro-industrial plantations, and large-scale agriculture are now flourishing in the Congo Basin, and protected areas are under threat. Local communities could be threatened by expropriation and pollution from large scale projects, but at the same time these communities are also eager to see new employment opportunities.

What does this situation tell us about REDD for the Congo Basin? First, payments for living forests are necessary to avoid deforestation because this is the only way to convince developing countries that forests are valuable. These payments have to benefit both local communities who are living next to the forest, and governments who are making the decisions about large-scale conversion of forests.

Second, if payments are conditional to reduction compared to past deforestation, we can’t expect much from REDD in the Congo Basin countries. If payments are delivered based on lower future deforestation rates and are not underestimated compared to what could be foreseen according to countries development needs, the international community has a chance to make a change.

But this needs trust. Trying to quantify future emissions from deforestation and forest degradation is challenging and undoubtedly involves large uncertainties. However, by engaging with stakeholders to understand the local context while having independent funding, by building the models under the necessary scrutiny and scientific rigor, and by clearly communicating the results to the international community, scientists could play an important role in finding a fair deal to fight against future deforestation.

At IIASA, we are contributing to this objective under our REDD-PAC project by combining land use and systems analysis tools from IIASA, regional expertise of the National Institute for Space Research (INPE) in Brazil and the Central African Forest Commission (COMIFAC) in the Congo Basin, and the experience of UNEP-WCMC on the multiple benefits of REDD+.

Aline Mosnier contributed to work that will be presented at a special session organized by UNEP-WCMC and IIASA at the Global Landscapes Forum (GLF) at the COP 19th in Warsaw, highlighting the role of land use change models in supporting landscape-scale planning. She recently returned from travels through the Congo Basin, where she met with stakeholders and policymakers.

Interview: REDD+ in Cambodia

 Pheakkdey Nguon, participant in IIASA’s 2012 Young Scientists Summer Program, and IIASA Annual Fund recipient,  has won an IPCC reserach fellowship to fund his research on REDD+  in Cambodia. In this interview he discusses his research plans, the award, and his experience at IIASA.

Pheakkdey Nguon at the awards ceremony for the IPCC research fellowship.

Pheakkdey Nguon at the awards ceremony for the IPCC research fellowship on 30 September, 2013.

Nexus: Please tell us about the research that you will be working on under this grant: What is the major question that you’re studying?
Pheakkdey Nguon: The main objective of my dissertation research is to better understand how governance systems organize and distribute knowledge on the UN’s REDD+ Program (Reducing Emissions from Deforestation and Degradation) across different groups of stakeholders with conflicting interests, and the resulting impacts of such systems on forests and people in Cambodia. I am basically asking to what extent the different groups of stakeholders in Cambodia have considered REDD+ as salient, credible and/or legitimate for addressing deforestation, forest degradation and sustainable livelihood development.

How will you address this question?
Theoretically, I am drawing from sustainability science  and political economy of institutions and decisions  literature to reveal ways in which perceptions, institutional locations, and contextual differences affect patterns of stakeholders’ engagement in REDD+, a complex environmental governance project that spans multiple levels of implementation and involve various groups of stakeholders. Methodologically, I am using qualitative methods such as key informant interviews (up to 150 interviews), observations of REDD+ policy processes (up to 70 observations), and extended archival research (e.g. government reports, newspapers, policy briefs, feasibility studies) to answer my question.

The interviews offer a first-hand account of the criteria that different group of stakeholders use and their justifications for using those criteria to assess REDD+ projects within their project areas and in Cambodia. Observations of REDD+ policy processes (e.g. meetings, workshops, consultations) provide information on the participation and engagement of different groups of stakeholders in the production, examination and dissemination of knowledge on REDD+ within the three project sites and in Cambodia. Finally, archival research is conducted for two main reasons: (1) to validate, compare, and contextualize information gathered through interviews and policy observations; and (2) to add to the study information that would not be appropriate or feasible to collect through interviews or observations, either because of the political sensitivities of the topics or time constraints.

Why are you interested in this area?
Academic and policy-oriented literature on REDD+ has been prolific within the last decade. Its central focus has been on addressing the technical issues – defined largely by the scientific and policy communities – that will improve the design and implementation of REDD+ so that its outcomes achieve the goals of effectiveness, efficiency and equity (the so-called “3Es” criteria). Whether these “3Es” criteria – or the underlying logic of REDD+ in general – are as relevant for the different groups of stakeholders in developing countries as they are for the international policy community has, however, been insufficiently substantiated in the literature. Therefore, my justification for exploring the abovementioned question departs from my assumption that the preferences and perceptions of stakeholders cannot be presumed to coincide with aspirations of scientists and/ or policy-makers who have been working on REDD+. Understanding how stakeholders interpret, experience and assess REDD+ is central to understanding the appropriateness of REDD+ as an initiative aiming at addressing deforestation and forest degradation in developing countries.

How does it relate to the work you did at IIASA?
I classify myself as a sustainability science geographer, and so I came to IIASA already very inspired because people who have had tremendous intellectual influence on me have at certain points been affiliated with IIASA, for example Robert Kates and William Clark. The main activity that I was doing during my YSSP participation was trying to translate literature from these intellectuals into testable hypotheses that will help me understand the question(s) I am asking in my dissertation research. This was not an easy process. It involved a lot of conversations between me, my advisor at Clark (Dr. Anthony Bebbington) and my advisor at IIASA (Dr. Hannes Böttcher). I would also like to acknowledge the very engaging and informative conversations that I had with Dr. Anthony Patt, Dr. Joanne Linnerooth-Bayer, Dr. Michael Thompson, and fellow YSSPers on this matter. They were very generous with their time.

How did the YSSP help you to get this grant?
I came to the YSSP with the main intention of finalizing the questions that I will pursue for my dissertation research. My goal was to have a defensible dissertation research proposal by the time I return to my PhD program at Clark University. I was also hoping that I would be able to build on this proposal to apply for research grants to pursue my empirical fieldwork in Cambodia. During the YSSP, I was very fortunate to be able to work very closely with Dr. Hannes Böttcher, from the Ecosystem Services and Management Program. Similar to other PhD students, I had so many questions that were floating in my head, some of which did not make any sense now that I am reflecting on them. Therefore, I very much admired Dr. Böttcher for his patience, supports and willingness to engage with all the ideas that I was coming up with. Through these many conversations, I did finish my dissertation research proposal that I defended at Clark. And this is the very same proposal that helped me get the Intergovernmental Panel on Climate Change (IPCC) research award. Additionally, I was also able to get one of my dissertation papers accepted for publication at Environmental Science and Policy (DOI: 10.1016/j.envsci.2013.04.011) during my time at IIASA.

Why is this research important?
I hope that my research will have some impact in the academy and in the realm of forest governance and climate change debates based in a developing country context. In academe, my research engages with politically broader discussions on the science-policy interface, market-based approaches to forest governance in developing countries, stakeholders’ assessments of policies on climate change, and national sovereignty issues. Beyond the academy, this research is relevant to the ongoing debate on how scientific knowledge is being received, perceived and reconfigured in environmental governance policy that spans multiple scales of implementation and involves various groups of stakeholders. Finally, significant for the national and international policy negotiations on REDD+, this study should contribute to the debate on why certain groups of stakeholders have been supportive, while others have been critical, of the implementation of REDD+ projects in developing countries.

Note: This article gives the views of the interviewee, and not the position of the Nexus blog, nor of the International Institute for Applied Systems Analysis.